Legal & Compliance

Terms & Conditions

• The Investment Adviser shall enter into an agreement with the client.
• The agreement shall include fee details, conflict of interest disclosures and confidentiality provisions.
• The agreement shall provide full disclosure regarding the Investment Adviser's business, affiliations and compensation.
• Advice shall be based on the client's risk profiling and suitability assessment.
• The Investment Adviser shall not access the client's accounts or holdings for offering advice.
• Investors have the right to exit the financial product or service in accordance with the terms of the agreement.
• Investors should obtain the terms and conditions in writing, duly signed and stamped, and review the clauses relating to fees, advisory plans and recommendation categories.
• An investor shall not be bound by a clause that contravenes applicable regulatory provisions.